Compliance & Risk Management

Lamina Litigation offers a full range of compliance, regulatory, and risk management consulting services that are specifically suited to the requirements of financial services organisations. Whether they entail operational, regulatory, or systems-related difficulties and opportunities, we are a trusted partner for customers looking for help with high risk and time-sensitive situations.

LaminaLitigation is the source of choice for many businesses, not only because we remain up to date on important industry problems, but also because our staff includes former regulators, compliance officers, general counsels, supervising principals, and auditors. We discuss a variety of business concerns.

What is Compliance Risk Management?

Compliance Risk Management is the process of detecting, evaluating, and monitoring the risks to your company’s adherence to laws and industry standards. This includes any internal controls you set up to ensure that your company complies with those requirements, as well as regularly checking on those controls to make sure they work as intended.

In order to maintain such risks at manageable levels, a compliance risk management programme performs the appropriate corrective actions. It details the possible losses and liabilities your organisation might incur for non-compliance, including monetary penalties, fines, business loss, and reputational harm.

Compliance

Lamina Litigation conducted an internal audit to investigate a potential fraud case involving one of its employees. After a thorough examination of financial records and interviews, Lamina Litigation discovered evidence of embezzlement. To resolve the issue, LaminaLitigation compiled a comprehensive report with supporting documentation and presented it to law enforcement for further investigation.

Risk Management

In the field of cybersecurity, Lamina Litigation conducted a comprehensive assessment of its network infrastructure to identify potential vulnerabilities. By analyzing network traffic, system logs, and conducting penetration testing, LaminaLitigation was able to pinpoint critical security gaps and develop a remediation plan to strengthen their overall cybersecurity posture. This proactive approach helped Lamina Litigation mitigate risks and safeguard their sensitive data.